The information on this website is provided for general informational purposes only and describes certain methodologies and approaches that are employed in investment strategies and services provided by Rotella Capital Management, Inc. (collectively, “Rotella”).
PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS. THE POTENTIAL FOR PROFIT IS ACCOMPANIED BY THE RISK OF LOSS. THERE CAN BE NO ASSURANCE THAT AN ACCOUNT WILL EARN ANY PROFITS AT ALL OR WILL BE ABLE TO AVOID INCURRING SUBSTANTIAL LOSSES, INCLUDING THE ENTIRE LOSS OF THE INVESTMENT.
Rotella does not act in the capacity of an Investment adviser as defined in Section 202(a)(11) of the Investment Advisers Act of 1940. Rotella does not, for compensation, engage in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issue or promulgate analyses or reports concerning securities. As a result, Rotella is not registered with the Securities and Exchange Commission nor any State securities divisions.
This information does not constitute an offer to sell or the solicitation of an offer to buy any security, futures or options contract, or other investment strategy or service. This information is not intended to provide investment, financial, or tax advice and should not be relied upon as such. Investment strategies or services are not available to or appropriate for certain persons or in certain jurisdictions. Clients of Rotella must be financially sophisticated and meet certain suitability requirements, including without limitation, qualifying as “qualified eligible persons” within the meaning of CFTC Rule 4.7 or other applicable standards. Investment strategies and services are not suitable for all persons or available to persons in all jurisdictions.
The investment strategies and themes discussed herein may be unsuitable for investors depending on their specific investment objectives and financial situation. Diversification does not eliminate the risk of experiencing significant investment losses. Carefully consider whether your financial condition permits you to participate in an investment strategy or service managed by Rotella. In so doing, you should be aware that trading could quickly lead to large losses as well as gains. Such trading losses can sharply reduce the value of your investment. Futures accounts are speculative, employ significant leverage, involve a high degree of risk and are not suitable for all investors. Trading for certain strategies occurs on exchanges located outside of the U.S. where no U.S. regulator has the authority to compel the application or enforcement of any applicable law. The investment strategies and services may be subject to substantial charges for advisory fees and transaction expenses. It may be necessary for your account to make substantial trading profits in order to avoid depletion of your investments. The advisory agreement or other disclosure document of the investment strategy or service contains a complete description of the principal risk factors and each expense to be charged for the investment. All summary material contained on this website is qualified in its entirety by the terms of the applicable documentation.
This information is not required to be, and has not been, filed with, or approved by any applicable regulatory or self-regulatory authority in any jurisdiction, and no such authority has passed upon the merits of participating in any strategy described herein. The investment strategies or services involve significant risks. There can be no assurance that any investment strategy or service will be able to realize its objectives. No representation is being made that any single account will or is likely to achieve a record similar to any that is shown; individual client and investor experience may vary due to timing of investment, fees and expenses, and other factors. The investment strategies and services are speculative and should not be considered by a client or investor who cannot afford the total loss of investment. The information provided on this website may not be altered, copied, or reproduced in any form without Rotella’s prior written consent.